# CompliancePulse

> AI-Powered SEC EDGAR Monitoring for Compliance Teams

## Overview

CompliancePulse is a B2B SaaS product that provides custom SEC EDGAR monitoring for compliance teams at investment advisors, asset managers, and law firms. We build tailored AI scrapers that monitor public filings and deliver real-time alerts, AI-powered summaries, and audit-ready documentation.

## What We Do

- **Custom EDGAR Monitoring**: Track 50+ issuers by ticker/CIK with form-type and keyword filtering
- **Real-Time Alerts**: Instant or end-of-day notifications via email or Slack
- **AI Summaries**: Plain-language digests highlighting material changes
- **Audit-Ready Logs**: Every filing logged and exportable (CSV, PDF, Notion)
- **Continuous Calibration**: Monthly review calls to refine filters

## Target Audience

- Registered Investment Advisors (RIAs)
- Asset Managers
- Hedge Funds
- Private Equity Firms
- Law Firms (Securities Practice)
- In-House Counsel

## Pricing

### Setup & Customization
- **$2,500 – $4,000** one-time
- Includes: watchlist build, keyword/form filters, historical backfill, test alerts, onboarding call

### Ongoing Monitoring
| Tier | Monthly | Includes |
|------|---------|----------|
| Starter | $895/mo | Up to 10 issuers, email alerts, weekly digest |
| Standard | $1,195/mo | Up to 25 issuers, Slack + email, daily digest, monthly review |
| Expanded | $1,495/mo | 26+ issuers, priority keywords, custom configs, faster SLA |

### Pilot Option
- **$1,500 – $2,000** total for 1-month proof of value

## Data Sources

- SEC EDGAR (primary)
- Court dockets (roadmap)
- State registries (roadmap)
- International filings (roadmap)

## Form Types Monitored

- 10-K, 10-Q (Annual/Quarterly Reports)
- 8-K (Material Events)
- 13F (Institutional Holdings)
- Form 4 (Insider Trading)
- S-1 (IPO Registration)
- DEF 14A (Proxy Statements)
- And more...

## Keywords & Topics

Cybersecurity, related-party transactions, ESG disclosures, liquidity risks, enforcement actions, regulatory changes, material amendments.

## Contact

- **Email**: haseeb@hezico.com
- **Booking**: https://calendly.com/hezico/30min
- **Website**: https://compliancepulse.vercel.app

## Company

Built by [Hezico](https://hezico.com).

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*This document is optimized for AI agents and LLM crawlers to understand CompliancePulse's offering.*